Unethical ethics training?
It's that time of year where all university employees are herded through a useless online ethics training. This training suddenly came about a few years back right after the UC's compensation scandal. This leads many to the not entirely far off thinking that this training is mostly a good way to waste everyone's time to make the university look better. This would be less galling if the actual training provided was in any way useful.
It occurred to me that wasting the time of university employees was probably not ethical. Which led inexorably to the question: is one, therefore, ethically bound to file an ethics complaint about such a widespread and systematic waste of university resources?
I didn't need ethics training to tell me that the answer to that question, is yes:
From: D.J. Capelis
To: UCSC's Chancellor, UCSC's Academic Personnel Office, UCOP President, UCOP Ethics and Compliance Director, UCOP Compliance and Audit Head.
Subject: Disclosure of suspected improper activity
Hello all,
I have some concerns about the annual ethics training we were once again subjected to this year. As an employee with no direct budgetary authority over any grant, fund or index, I once again asked to answer a series of belittling questions on ethical conduct that a child, an unethical person, or even someone with no familiarity whatsoever of UC, campus or state and federal policies. It disturbs me that university resources are being misappropriated in this fashion.
My concerns are as follows:
1) This training is mostly in response to a publicly visible compensation issue involving decision makers comprising only a tiny fraction of the systemwide staff. Using precious university as a PR stunt neither seriously addresses the fundamental issues of misconduct nor is it ethical.
2) This training requirement applies to student employees, student researchers and is shockingly expansive in its breadth. To my knowledge, no other training requirement is so widespread and while we can all agree that ethical employees are critical, it is a waste of university resources to train employees in ethical concerns that have no application to their job. If the university truly believes that these training programs are essential to maintain the ethical behavior of university employees, then the university is obligated to provide training on research ethics to researchers, fiscal ethics to fiscal and fund managers and proper disclosure and/or filing ethics to student filing staff (or whatever is most appropriate) instead, this university has chosen to provide an ethics course that is one-size fits all. This, again, is a gross inefficiency that rises to the level of improper.
3) Even the existing one-size fits all ethics training offered by the university is remarkably flimsy and imparts no real knowledge of university policy. This training is commonly known as CYA training and continues to experience popular use as a way for organizations to state that employees receive training on topics without actually imparting real knowledge. I was shocked to discover that I needed to read or refer to not a single university, campus or external policy, regulation or law in completing my ethics course. The training consisted of a series of multiple-choice questions, several of which were in the following format:
A) No, this is not ethical because X
B) No, this is not ethical because Y
C) Yes, this is ethical because flippant hilariously transparent clearly wrong reasoning
D) No, this is not ethical because Z
Where A, B and D are correct answers. In fact, none of the scenarios in my training had ethical behavior and simply selecting the answers that essentially declared the behavior non-ethical would allow one to pass the ethics training. If a course at this university were to administer such a poorly-thought out series of questions with such low standards, those who prepared the test would rightfully be questioned and accused of low standards leading to a lack of learning. I don't see why a series of questions sent out to the employees of the University of California system should be held to a lower standard. A useless training is improper as it is economically wasteful and a gross inefficiency, especially when the University, of all organizations, is in one of the best positions to design a real and useful set of training materials that would benefit university staff members. I'm sure this very system must contain several world-class experts on this exact topic.
These concerns are not minor. I'm sure I have to be the last to remind you that the UC system is quite large comprising of over 100,000 employees, each of whom will have to spend approximately 30 minutes on this training. This easily puts direct estimated costs of employee time involved with this training in the realm of $500,000 to over $1 million, depending on how one counts. This is a lot of money.
This poor estimate of the direct costs say nothing of the hit to employee morale caused by what is widely seen as a useless, pointless exercise that does little to strengthen ethics of many hardworking and well intentioned UC employees who work everyday to ensure the success of the UC system. While I can only speak for myself, every year I've had to do this "training," the rest of my day was less productive due to the feeling that the university doesn't value my time enough to clear the obstacles away that keep me from performing the research we continue to hope will attract increasing support for the university's research objectives and goals.
The university's continued insistence of making the rest of us jump through hoops to alleviate the poor PR the university received because of the misconduct of a few continues to be a waste of university resources enshrined in university policy itself. Please examine this issue closely and provide either more useful and real training, more targeted training and/or investigate dropping this systemwide requirement altogether. (Or at the very least, allow local divisions to trump the requirement and potentially provide better to their local employees which will supersede the system-wide, one size fits all ethics requirements that myself and many other staff members have grown to hate.)
Being delivered to one of my locally designated officials as well as the a system-wide designated official, this notification comprises a good faith disclosure of information that may evidence improper governmental activity that may be economically wasteful and/or grossly inefficient under the California Government Code section 8547.2 and should therefore meet the requirements of a protected disclosure. I hereby waive rights involving discussion, publication or disclosure of the content of this notification, I do not however, waive any rights protecting my employment status.
Sincerely,
~D.J. Capelis
If wish I had any faith at all in this process leading to a successful resolution, but I fear it's unlikely.

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